Summary

The financial materials provided herein are distributed exclusively to eligible financial institutions and individuals for their commercial use in the Australian market, subject to the strict regulatory requirements outlined in Australia's Corporations Act 2001 and the Financial Services Act 1978. These rules apply specifically to major purchasers or financial institutions operating in Australia, who must fall under a broader investor definition including large shareholders, investors with substantial holdings, or those holding shares in major Australian companies. Any new or existing major purchaser registered in Australia to conduct business through our services must comply with these regulations, ensuring transparency and regulatory adherence throughout the transaction process. Similarly, in Canada, GSAM LP is authorized to serve clients through regulated brokerage channels across all provinces of the country. This includes the services of market makers specializing in commodities, under Ontario's futures laws, and advisors specializing in derivatives under Quebec's financial instruments legislation. These regulatory frameworks ensure that Canadian institutions maintain high standards of compliance, fair practices, and risk management when executing financial trades in a global market environment.

This comprehensive guide covers the essential legal requirements for Australian major purchasers and provides clear instructions on how to ensure full compliance with securities laws and consumer protection regulations throughout the trading cycle. Understanding these rules is vital to protect both your client interests and the integrity of your financial operations. Our dedicated support team is available to assist you in navigating the complex web of regulations and ensuring you meet all applicable standards before finalizing any investment decisions. By adhering to these guidelines, you can maintain trust with your stakeholders while protecting yourself from potential legal liabilities.

Title

Financial Intermediary - Home - Goldman Sachs Asset Management - Goldman Sachs Asset Management

Description

As one of the world's leading asset managers, our mission is to help you achieve your investment goals.

Keywords

para, goldman, asset, management, material, general, australia, kuwait

NS Lookup

A 2.22.140.104

Dates

Created 2026-04-13

Updated 2026-04-14

Summarized 2026-04-16